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NEWS
Sebi revises norms on upstreaming of clients’ funds by stock brokers
Wed, Dec 13, 2023     Source : Economic Times
The Securities and Exchange Board of India (Sebi) has revised the framework for upstreaming of clients’ funds to clearing corporations by stock brokers and clearing members, the regulator said through a ci...
NEWS
Sebi mandates brokers, depositories to maintain websites
Fri, Feb 17, 2023     Source : Economic Times
With an aim to bring in transparency, capital markets regulator Sebi on Thursday mandated all stock brokers and depositories to maintain websites.
NEWS
Sebi tightens norms for qualified stock? brokers
Tue, Feb 07, 2023     Source : Mint
The Securities and Exchange Board of India (Sebi) on Monday issued a circular pertaining to enhanced obligations and responsibilities on Qualified Stock Brokers (QSBs).
NEWS
Sebi allows stock brokers to place client bids on RFQ platform from Jan 1
Fri, Oct 21, 2022     Source : Business Standard
The stock exchanges launched the platform in February 2020 to bring transparency in over the counter deals
NEWS
Online bond platforms should be registered as stock brokers with SEBI: Consultation paper
Fri, Jul 22, 2022     Source : Mint
A consultation paper has been released on the SEBI’s website to regulate the online bond platforms, which are selling debt securities to investors, particularly to retail/non-institutional investors.
MUTUAL FUNDS NEWS
Samco Securities gets Sebi nod for mutual fund business
Sat, Aug 07, 2021     Source : Economic Times
Online discount broker Samco Securities has received capital markets regulator Sebi's approval to launch its mutual fund business
NEWS
How stock brokers are redefining trading for millennials using technology
Sat, May 01, 2021     Source : Financial Express
The affordability of smartphones and internet services, coupled with a zeal to secure an individual’s future through investing, is leading to a revolutionary change in the thought process behind personal f...
NEWS
Sebi may allow work from home for brokers
Tue, Jun 16, 2020     Source : Mint
The stock market regulator is planning to scrap an old rule preventing brokers from operating trading terminals from locations other than those reported to the exchange, two people aware of the matter said...
MUTUAL FUNDS NEWS
Sebi writes to states to exempt staff of capital market entities from lockdown
Thu, Mar 26, 2020     Source : Economic Times
Entities like stock exchanges, clearing corporations, mutual funds will be exempt.
NEWS
Stock brokers allowed to work from home for the first time
Sat, Mar 21, 2020     Source : Economic Times
The arrangement will continue till April 30 or longer if the situation demands.
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Will Midcaps outperform Large caps in 2020?
Feb 17 , 2020
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